UBS could face lawsuits after rogue-trading losses

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Risk.net Operational Risk News Update 4 October 2011 This Week's Top Story UBS could face lawsuits after rogue-trading losses Management failures could leave bank liable Categories: Operational Risk Topics: Operational risk, UBS, Kweku Adoboli, Jerome Kerviel, Rogue traders ... Mobile RSS Implementing operational risk management New York -- 24 & 25 October 2011; London -- 3 & 4 November 2011 This two day training course will be delivered by experienced operational risk practitioners to equip you with the latest practical approaches needed to deliver and implement strong and effective operational risk management More of this week's news RBC Capital to pay $30.4 million to settle charges RBC Capital is charged with misconduct in the sale of CDOs by the SEC Auditors to be changed every nine years, EC proposes Leaked draft EC regulation demands sweeping changes in auditor regulation Turmoil continues at UBS as Grubel steps down Chief executive takes the fall for $2.3 billion rogue-trading losses Greater focus on OTC derivatives op risk required in Asia – Celent Market participants in Asia need to focus more on operational risks associated with their resurgent OTC derivatives trading volumes, especially as the market moves towards trade repositories and central... Related news this week from other categories Solar failure raises questions about funding for renewables Pauline McCallion gauges industry opinion on the implications of the recent demise of solar company Solyndra for private and public investment in renewable energy RBI's revised securitisation guidelines could 'kill' Indian market The latest Reserve Bank of India revised draft guidelines for securitised transactions released late September have drawn criticism from market participants for being far too restrictive, with one lawyer... SEC report reveals failings at top three rating agencies A report released by the US SEC reveals S&P, Moody's and Fitch all still have significant failings in their operations   Related publications: Risk magazine, Operational Risk & Regulation, Life & Pension Risk, Asia Risk Related categories: Risk Management, Regulation

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