The November 2011 issue of Operational Risk & Regulation is now available online

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monthly email alert New – Operational Risk & Regulation magazine November 2011 edition Cover story Esma outlines aims for regulatory consistency One of the key aims of the European Securities and Markets Authority is to deliver a common approach to regulation across the EU, ensuring consistency and co-operation across borders. Executive director Verena Ross talks to ORR about how the new regulator intends to do... Categories: Operational Risk Topics: Cover story, Operational risk, European Securities and Markets Authority (Esma), European Markets Infrastructure Regulation (Emir), Markets in Financial Instruments Directive (MiFID) ... View the full list of articles from this issue   News from Operational Risk & Regulation Update: Bouhara and Gouws out, Gudka also resigns as UBS cleans house UK FSA data shows number of complaints against banks rising   Meeting the new regulatory requirements and preparing the business for challenges ahead OpRisk online video The Vickers Report: video discussion OpRisk journalist Jessica Meek interviewed BBA director Paul Chisnall and Rule Financial's David Field on the impact of the UK's planned bank reforms. Watch the first part of the video here Watch the second part of the video here     Operational Risk Esma outlines aims for regulatory consistency One of the key aims of the European Securities and Markets Authority is to deliver a common approach to regulation across the EU, ensuring consistency... Banking Regulators could focus on ETFs after UBS losses Regulators could take some time to change the rules surrounding the exchange-traded products involved in the UBS rogue-trading losses, but banks might... Measurement New techniques focus US op risk executives on scenario analysis Use of scenario analysis in the US is on the rise again, as banks adopt new techniques to incorporate estimates into their operational risk capital... Management Culture and checklists: Maersk's op risk management Maersk Tankers moves more of the world's refined oil products than any other carrier, and follows a strict operational and compliance regime to ensure...   Disaster recovery The "lifeline role" of banking  Hiromi Yamaoka from the Bank of Japan, Masao Hasegawa from MUFG, and Takashi Oyama from Norinchukin Bank explain the lessons learned following the Great East Japan Earthquake on March 11. These include the importance of comprehensive business continuity plans (BCPs) as well as how banks need to facilitate emergency access to funds. Click here to watch video       Editor's letter A recipe for success As heads roll at UBS over the $2.3 billion rogue-trading losses the Swiss bank suffered in September, it’s reassuring to think that accountability is not yet a forgotten concept in finance. But if accountability is limited to firing people after a disaster, it’...   Operational Risk & Regulation magazine's top online news articles Mixed reaction to Mifid II's proposals to improve trading transparency Fears of overreach in Mifid II and Mifir bond rules Regulatory experts say EU's naked CDS ban is ill-judged US watchdog spots conflict of interest with Fed director roles Turner warns of capital requirements dilemma Lords take Vickers to task over robustness of plans Citigroup settles CDO charges for $285 million G-20 affirms LEI mission as information industry demands more action

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